LIST OF LICENSED FUTURES FUND MANAGERS · PDF fileLIST OF LICENSED FUTURES FUND MANAGERS 1....

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LIST OF LICENSED FUTURES FUND MANAGERS 1. AIMS Asset Management Sdn. Bhd. 2. AmInvestment Management Sdn. Bhd. 3. Avenue Asset Management Services Sdn. Bhd. 4. Commerce Asset Fund Managers Sdn. Bhd. 5. KLCS Asset Management Sdn. Bhd. 6. Kumpulan Sentiasa Cemerlang Sdn. Bhd., 7. MIDF Aberdeen Asset Management Sdn. Bhd., 8. Merican & Partners Asset Management Sdn Bhd 9. Pheim Asset Management Sdn. Bhd. 10. RHB Asset Management Sdn. Bhd. 11. TA Asset Management Sdn. Bhd.

Transcript of LIST OF LICENSED FUTURES FUND MANAGERS · PDF fileLIST OF LICENSED FUTURES FUND MANAGERS 1....

Page 1: LIST OF LICENSED FUTURES FUND MANAGERS · PDF fileLIST OF LICENSED FUTURES FUND MANAGERS 1. ... Business Address 9th Floor, Bangunan AmBank Group ... Ong Gaik Sim (Licensed person)

LIST OF LICENSED FUTURES FUND MANAGERS

1. AIMS Asset Management Sdn. Bhd.

2. AmInvestment Management Sdn. Bhd.

3. Avenue Asset Management Services Sdn. Bhd.

4. Commerce Asset Fund Managers Sdn. Bhd.

5. KLCS Asset Management Sdn. Bhd.

6. Kumpulan Sentiasa Cemerlang Sdn. Bhd.,

7. MIDF Aberdeen Asset Management Sdn. Bhd.,

8. Merican & Partners Asset Management Sdn Bhd

9. Pheim Asset Management Sdn. Bhd.

10. RHB Asset Management Sdn. Bhd.

11. TA Asset Management Sdn. Bhd.

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Company: AIMS Asset Management Sdn. Bhd.

Shareholders: Asian Investment Management Services Ltd.

Tan Sri Wan Azmi Wan Hamzah David Crichton-Watt Jenny Mathilde Daneels

Directors: David Crichton Watt Jenny Mathilde Daneels Tengku Maruan bin Tengku Ariff

Company Secretary: Wan Faris Saleh

Compliance Officer: Hue See Leng

Name Licence No Representatives: 1. Claire Juliet Cecilia Barnes P/A0052/FMR/FFMR/2001 2. Terence Wainwright P/A0067/FMR/FFMR/2002

Business Address Suite 10.3, 10th Floor West Wing, Rohas Perkasa No. 8, Jalan Perak 50450 Kuala Lumpur

Tel : 03-3811660/21618722 Fax: 03-3811770/21618730

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Company: AmInvestment Management Sdn. Bhd.

Shareholders:

AmMerchant Bank Berhad Macquarie Bank Limited

Directors:

Kok Tuck Cheong Datin Maznah bt. Mahbob (Licensed person) Cheah Tek Kuang David Michael Deverall Peter Wilhiam Redmond Dale

Company Secretary: Ho Li Chin

Compliance Officer: Nervinderjeet Kaur a/l Gurnam Singh

Name Licence No Representatives: 1. Abdul Razak bin Mamat P/A0026/FMR/FFMR/2000 2. Ahmad Hisham bin Ishak P/A0056/FMR/FFMR/2002 3. Cheah G. Khuen

4. Chin Ai Wen 5. Eliza binti Ahmad 6. Goh Wee Peng 7. Haslinda binti Ibrahim 8. Lim Tze Seong 9. Maznah binti Mahbob 10. Mohd Tarmizi bin Mohd Tahir 11. Nancy Chow alias Chow

Yuen Yuen 12. Ng Tsu Miin 13. Ooi Guat Tin 14. Phe Kheng Peng 15. Rajagopal a/l Raman 16. Roslina binti Abdul Rahman 17. Wong Weng Tuck 18. Wong Yoke Peng 19. Woo Chui Chui

P/A0030/FMR/FFMR/2000 P/A0033/FMR/FFMR/2000 P/A0051/FMR/FFMR/2001 P/A0066/FMR/FFMR/2002 P/A0054/FMR/FFMR/2001 P/A0028/FMR/FFMR/2000 P/A0021/FMR/FFMR/2000 P/A0022/FMR/FFMR/2000 P/A0024/FMR/FFMR/2000 P/A0041/FMR/FFMR/2001 P/A0023/FMR/FFMR/2000 P/A0025/FMR/FFMR/2000 P/A0043/FMR/FFMR/2001 P/A0050/FMR/FFMR/2001 P/A0049/FMR/FFMR/2001 P/A0040/FMR/FFMR/2001 P/A0031/FMR/FFMR/2000

Business Address 9th Floor, Bangunan AmBank Group No. 55 Jalan Raja Chulan 50200 Kuala Lumpur

Tel : 03-20746129 Fax: 03-20782810

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Company: Avenue Asset Management Services Sdn. Bhd.

Shareholder:

Avenue Assets Berhad

Directors:

Hoo See Kheng (Licensed person) Abdul Rahim bin Awang Tan Jin Teik

Company Secretary: Jessie Peter a/p T P Caleb Peter

Compliance Officer: Jessie Peter a/p T P Caleb Peter

Name Licence No Representatives:

1. Chong Tze Yee 2. Edward Iskandar Toh bin

Abdullah 3. Hoo See Kheng 4. Ng Joo Tsong

P/A0058/FMR/FFMR/2002 P/A0057/FMR/FFMR/2002 P/A0059/FMR/FFMR/2002 P/A0072/FMR/FFMR/2003

Business Address Level 12, Menara Phileo 189 Jalan Tun Razak 50400 Kuala Lumpur

Tel : 03-21669090 Fax: 03-21614718/21614708

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Company: Commerce Asset Fund Managers Sdn. Bhd.

Shareholders:

Commerce Asset-Holding Berhad Principal Australia (Holdings) Pty Ltd

Directors:

Jamil Hajar Abdul Muttalib Yusli Mohamed Yusoff

Company Secretary: Azrina Mohd Azmi

Compliance Officer: Nor Rejina Abdul Rahim

Name Licence No Representatives: 1. Badrul Hisyam bin Abu Bakar P/A0069/FMR/FFMR/2002 2. Chuah Seng Yuan P/A0085/FMR/FFMR/2003 3. Eliena binti Ahmad Gaman

4. Eric Hong Kang Wei 5. Michael Tan Poy Kim 6. Nik Azhar Abdullah

P/A0038/FMR/FFMR/2000 P/A0069/FMR/FFMR/2002 P/A0084/FMR/FFMR/2003 P/A0013/FMR/FFMR/1999

Business Address Level 5, Menara Milenium 8 Jalan Damanlela Bukit Damansara 50490 Kuala Lumpur

Tel : 03-20842000 Fax: 03-20842002

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Company: KLCS Asset Management Sdn. Bhd.

Shareholder:

Kuala Lumpur City Securities Sdn. Bhd.

Directors:

Khadijah binti Abdul Khalid Ong Gaik Sim (Licensed person) Peter Chen Kait Leong R. Rajeswaran a/l AJ Rajaratnam

Company Secretary: Wong Keo Rou

Compliance Officer: Tiang Lee Hiong

Name Licence No Representatives: 1. Chen Yuet Fong P/A0075/FMR/FFMR/2003 2. Choo Swee Kee P/A0073/FMR/FFMR/2003 3. Liew Mun Hon

4. Ong Gaik Sim

P/A0061/FMR/FFMR/2002 P/A0060/FMR/FFMR/2002

Business Address No. 8, Jalan Binjai Off Jalan Ampang 50450 Kuala Lumpur

Tel : 03-21667922 Fax: 03-27132391

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Company: Kumpulan Sentiasa Cemerlang Sdn. Bhd.,

Shareholders:

George Lim Kok Eng Cheah El See Rozilia Mohd Amin Asgari bin Tan Sri Mohd Fuad Stephens

Directors:

Asgari bin Tan Sri Mohd Fuad Stephens George Lim Kok Eng

Company Secretary: Eng Bee Hong

Compliance Officers: Ooi Theam Kee @ Abd. Aziz bin Abdullah

Name Licence No Representatives: 1. Akhter bin Abdul Manan P/A0069/FMR/FFMR/2002 2. Mohd Nasir bin Hashim

3. Nor’azam bin Md. Sabari

P/A0085/FMR/FFMR/2003 P/A0085/FMR/FFMR/2003

Business Address Bilik E-13A-E, Blok E, Plaza Mont’ Kiara,

No. 2, Jalan Kiara, Mont’ Kiara,

50480 Kuala Lumpur Tel : 03-62033888 Fax: 03-62012118

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Company: MIDF Aberdeen Asset Management Sdn. Bhd.,

Shareholders:

MIMB Holdings Sdn. Bhd. MIDF Investment Holdings Sdn. Bhd. Aberdeen Asset Management Asia Ltd.

Directors:

Ahkter bin Abdul Manan (Licensed person) Dato’ Haji Darwis bin Mohd Daek Shanmughalingam a/l Murugasu Hugh Young Nicomedes Allen a/l Gibson C. Lopez Low Hon-Yu Mohd Sallehuddin bin Othman Chong Yoon Chou Patrick James Justin Corfe

Company Secretary: Mohamad Ikhwan bin Mohamad

Compliance Officer: Mohamad Ikhwan bin Mohamad

Name Licence No Representatives: 1. Akhter bin Abdul Manan P/A0043/FMR/FFMR/2001 2. Mohd Nasir bin Hashim P/A0045/FMR/FFMR/2001 3. Nor’azam bin Md. Sabari

P/A0044/FMR/FFMR/2001

Business Address 6th Floor, Bangunan MIDF 195A Jalan Tun Razak 50400 Kuala Lumpur

Tel : 03-21615605 Fax: 03-21615525

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Company: Merican & Partners Asset Management Sdn Bhd

Shareholders:

Omar bin Malek Ali Merican (Licensed person) Dato’ Malek Merican Tan Chong Koay

Directors:

Dato’ Malek Merican Omar bin Malek Ali Merican

Company Secretaries: Soong Yoke Yin Chang Yoke Yin

Compliance Officer: NA

Name Licence No Representative: 1. Omar bin Malek Ali Merican

P/A0002/FMR/FFMR/1999

Business Address Bilik E-13-18

Plaza Mont Kiara 2, Jalan Kiara Mont’ Kiara 50480 Kuala Lumpur

Tel : 03-6201798 Fax: 03-27138639

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Company: Pheim Asset Management Sdn. Bhd.

Shareholders:

Dr. Tan Chong Koay Dato’ Malek Merican Omar bin Malek Ali Merican Multi-Purpose Capital Holdings Bhd Sumitomo Life Insurance Company Ho Sen Feek

Directors:

Dr. Tan Chong Koay Dato’ Malek Merican Teng Sin Wu @ Ten Sin Wu

Company Secretary: Wong Kok Hei

Compliance Officer: Ooi Yean Ling

Name Licence No Representatives: 1. Chan Choong Tho P/A0034/FMR/FFMR/2000 2. Kevin Padasian alias Kevin James P/A0068/FMR/FFMR/2002 3. Tan Yap Seng P/A0053/FMR/FFMR/2001

Business Address 4th Floor, UBN Tower

Letter Box No. 18 10 Jalan P. Ramlee 50250 Kuala Lumpur

Tel : 03-2016407 Fax: 03-2016408

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Company: RHB Asset Management Sdn. Bhd.

Shareholder:

RHB Sakura Merchant Bankers Berhad

Directors:

Dato’ Sri Sulaiman Abdul Rahman b. Abdul Taib Hasni bin Harun (Licensed person) Lin Kwok Wing @ Lian Kwok Wing (Licensed person) Norazzah binti Sulaiman

Company Secretaries: Norazzah binti Sulaiman Ng Tei-Tei

Compliance Officers: Foong Cheng Keat Regina Yang Chui San

Name Licence No Representatives: 1. Azian binti Kassim P/A0064/FMR/FFMR/2002 2. Chua Hui Wan P/A0042/FMR/FFMR/2001 Business Address

3. Gan Yok Kim 4. Hasni bin Harun 5. Lin Kwok Wing alias Lian Kwok Wing 6. Mushida binti Muhammad 7. Mohamad Damshal bin Awang Damit 8. Nik Amlizan binti Mohamed 9. Ngan Teng Chee 10.Zubaidah binti Abdul Kadir

Level 9, Tower One RHB Centre, Jalan Tun Razak P.O. Box 12699 50786 Kuala Lumpur Tel : 03-92852233 Fax: 03-92841765

P/A0074/FMR/FFMR/2003 P/A0047/FMR/FFMR/2001 P/A0046/FMR/FFMR/2001 P/A0077/FMR/FFMR/2003 P/A0076/FMR/FFMR/2003 P/A0062/FMR/FFMR/2002 P/A0071/FMR/FFMR/2002 P/A0083/FMR/FFMR/2003

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Company: TA Asset Management Sdn. Bhd.

Shareholder:

TA Enterprise Berhad

Directors:

Dato’ Mohamed bin Abid Low Fong Choon Tah Heong Beng

Company Secretary: Foo Wai Khong

Compliance Officer: Chew Mei May

Name Licence No Representative: 1. Ang Kok Heng P/A0016/FMR/FFMR/1999 Business Address 30th Floor, Menara TA One

22 Jalan P. Ramlee 50250 Kuala Lumpur

Tel : 03-20721277 Fax: 03-20722369