Participation form of Real Time Market Data … Time Market Data Subscription Fees Rebate Campaign...

3
CIMB Investment Bank Berhad (18417-M) (A Participating Organisation of Bursa Malaysia Securities Berhad) 17 th Floor Menara CIMB, Jalan Stesen Sentral 2, Kuala Lumpur Sentral,50470 Kuala Lumpur, Malaysia. Telephone (603) 2261 8888 Facsimile (603) 2261 8889 www.cimb.com Page 1 of 3 To: CIMB Investment Bank Berhad (“CIMB”) Dear Sir / Madam: REAL TIME MARKET DATA SUBSCRIPTION FEES REBATE CAMPAIGN Name (as per NRIC/Passport): ___________________________________________________ NRIC/Passport No.: ___________________________________________________ Client Code: ___________________________________________________ Mobile No. _______________________ Home No.____________________ Email Address: ___________________________________________________ Correspondence Address: ____________________________________________________ Yes, I would like to participate in the Real Time Market Data Subscription Fees Rebate Campaign. I have read, understood and agreed to comply with the Terms & Conditions of the Campaign. I made this solemn declaration conscientiously believing the same to be true. Yours faithfully, Witnessed by, ___________________________________ ______________________________________ Signature of Applicant Signature of Authorised Officer of CIMB Group Date: Name: Date: For Office Use Only Signature verified by: _____________________ Date: _____________________

Transcript of Participation form of Real Time Market Data … Time Market Data Subscription Fees Rebate Campaign...

Page 1: Participation form of Real Time Market Data … Time Market Data Subscription Fees Rebate Campaign (“Campaign”) Tagline Trade and enjoy real-time market data subscription fees

CIMB Investment Bank Berhad (18417-M) (A Participating Organisation of Bursa Malaysia Securities Berhad) 17

th Floor Menara CIMB, Jalan Stesen Sentral 2, Kuala Lumpur Sentral,50470 Kuala Lumpur, Malaysia.

Telephone (603) 2261 8888 Facsimile (603) 2261 8889 www.cimb.com

Page 1 of 3

To: CIMB Investment Bank Berhad (“CIMB”) Dear Sir / Madam:

REAL TIME MARKET DATA SUBSCRIPTION FEES REBATE CAMPAIGN

Name (as per NRIC/Passport): ___________________________________________________ NRIC/Passport No.: ___________________________________________________ Client Code: ___________________________________________________

Mobile No. _______________________ Home No.____________________

Email Address: ___________________________________________________ Correspondence Address: ____________________________________________________

Yes, I would like to participate in the Real Time Market Data Subscription Fees Rebate Campaign. I have read, understood and agreed to comply with the Terms & Conditions of the Campaign.

I made this solemn declaration conscientiously believing the same to be true. Yours faithfully, Witnessed by, ___________________________________ ______________________________________ Signature of Applicant Signature of Authorised Officer of CIMB Group

Date: Name:

Date:

For Office Use Only

Signature verified by: _____________________

Date: _____________________

Page 2: Participation form of Real Time Market Data … Time Market Data Subscription Fees Rebate Campaign (“Campaign”) Tagline Trade and enjoy real-time market data subscription fees

CIMB Investment Bank Berhad (18417-M) (A Participating Organisation of Bursa Malaysia Securities Berhad) 17

th Floor Menara CIMB, Jalan Stesen Sentral 2, Kuala Lumpur Sentral,50470 Kuala Lumpur, Malaysia.

Telephone (603) 2261 8888 Facsimile (603) 2261 8889 www.cimb.com Page 2 of 3 v1.0/0512

Initial

Real Time Market Data Subscription Fees Rebate Campaign (“Campaign”)

Tagline

Trade and enjoy real-time market data subscription fees rebate for U.S., Hong Kong and Singapore Stock

Exchanges (“The Campaign”) from 1 April 2014 to 30 September 2014 (“Campaign Period”). Terms &

Conditions apply.

Eligibility

1. The Campaign is open to all retail stockbroking clients who open a new or maintain an existing Securitised Trading Account and/or Direct Trading Account, with Online Trading Facility and Non-Ringgit Securities Equity Trading Facilities with CIMB and have also subscribed to real-time market data for U.S., Hong Kong, and/or Singapore Stock Exchanges of either 1 month, 3 months, 6 months, 9 months or 12 months packages inclusive of “Bundle Real-time Market Data Subscription Packages” during the Campaign Period (“Eligible Clients”).

2. PROFESSIONAL investors (as defined in the subscription page at i*Trade@CIMB website) are not eligible to participate in this Campaign. PROFESSIONAL investors who falsely declare to be NON-PROFESSIONAL investors will be held accountable for all applicable penalties and/or exchange fees.

Terms & Conditions

3. Subject to clause 1 and 2, Eligible Clients who trade more than five (5) trades with at least one (1) trade transacted on either the U.S., Hong Kong or Singapore Stock Exchanges in any one calendar month during the Campaign Period will be entitled to the reimbursement of one (1) month’s real-time market data subscription fees.

4. Eligible Clients will only be entitled to a maximum of one (1) subscription fees reimbursement on a particular calendar month during the Campaign Period.

5. Regardless of whether Eligible Clients has subscribed to 1 month, 3 months, 6 months, 9 months or 12 months packages, no reimbursement shall be made after the expiry of the Campaign Period.

6. The real-time market data subscription fees will be reimbursed/credited into Eligible Clients’ trading accounts within Two (2) calendar month from the end of the month for which the subscription fees is computed for reimbursement.

7. This Campaign is only applicable to U.S., Hong Kong and Singapore real time market data subscription.

8. Subject to clause 3 and 4 in the event that Eligible Client has subscribed for more than one subscription package inclusive of bundle subscription package in a particular calendar month during the Campaign Period, any reimbursement will only be based on one (1) subscription by the client with the highest subscription value. Reimbursement will only be given to market data subscribed for calendar month within the Campaign Period.

9. Clients must agree to the Terms and Conditions set out in the subscription page at i*Trade@CIMB or hardcopy of the Terms and Conditions in order to participate in this Campaign.

Page 3: Participation form of Real Time Market Data … Time Market Data Subscription Fees Rebate Campaign (“Campaign”) Tagline Trade and enjoy real-time market data subscription fees

CIMB Investment Bank Berhad (18417-M) (A Participating Organisation of Bursa Malaysia Securities Berhad) 17

th Floor Menara CIMB, Jalan Stesen Sentral 2, Kuala Lumpur Sentral,50470 Kuala Lumpur, Malaysia.

Telephone (603) 2261 8888 Facsimile (603) 2261 8889 www.cimb.com Page 3 of 3 v1.0/0512

Initial

10. The participation will take effect on the date upon which the terms and conditions are accepted and signed (“Effective Date”) and any subscription fees reimbursement will only be computed based on the number of trades within each calendar month of the Effective Date and subsequent months within the campaign period.

11. Clients who wish to renew or extend the subscription after the Campaign Period may continue doing so by paying the normal rates or charges as prescribed by CIMB.

12. By participating in this Campaign, Clients agree to be bound by the Terms and Conditions herein and also the Terms and Conditions for CIMB equities trading account and i*Trade@CIMB online

trading account.

13. All applicable local laws and regulation apply to this campaign.

14. Pursuant to the requirements the Personal Data Protection Act 2010, CIMB is required to obtain Client's consent for the processing of Client's personal data. Therefore, the Client hereby consents to CIMB’s processing of the Client’s personal data which the Client may provide to CIMB now and from time to time in connection with their applications or participation in the Campaign. The Client hereby confirms that the Client has read, understood and agrees to be bound by the CIMB Group Privacy Notice (which is available at www.itradecimb.com.my) (“Privacy Notice”) and the clauses herein, as may relate to the processing of his or her personal information. For the avoidance of doubt, the Client agrees that the said Privacy Notice shall be deemed to be incorporated by reference into this Agreement.